Location: Denver, Colorado
Lead Agency: Colorado Department of Transportation
Contact Person: Rick Clarke, Project Director
Phase Completed: Construction complete September 2006
Source: Stamatiadis, Nikiforos, et. al. GUIDELINES FOR QUANTIFYING THE BENEFITS OF CONTEXT SENSITIVE SOLUTIONS. NCHRP 15-32. April 2009.
CSS Qualities
Project Team (make up)
Colorado Department of Transportation
Regional Transportation District
FHWA
FTA
Carter & Burgess, Inc. (Consultants)
Disciplines: Engineering, Planning, Biologists, Cultural Resource Specialists
Stakeholders (make up, utilization, interaction)
Two committees were used: a Technical Committee and a Policy Committee. Numerous meetings were held with these two groups. The Policy Committee was instrumental in securing New Starts funding for the light rail component.
Public involvement (types, documentation)
Numerous traditional public meetings were held and over 200 meetings were held over a several year MIS and NEPA process with neighborhood and business organizations. During the Design-Build T-REX construction project, there was a very proactive public information program. Public information managers from the owner’s team (CDOT and RTD) worked collaboratively with the contractor’s public information team to keep stakeholders informed of progress and construction activities in a timely manner.
Design solution (purpose and need, process, modes and alternatives examined, documentation)
During the MIS phase, a multi-level screening process was used to develop and evaluate modes such as Bus/HOV lanes, light rail transit, highway expansion, commuter rail transit; and alternative alignments. A number of possible locations for transit stations were also developed and evaluated. The design solution that best met purpose and need and minimized environmental impacts was a combination of highway widening and LRT corridors.
CSS concepts by project phase
The basic CSS concepts that were incorporated by phase were:
- EIS Phase: At Colorado Boulevard, a depressed profile was chosen for LRT because it had less of an impact on a several story apartment building.
- PE Phase: Narrowed shoulders were chosen adjacent to several parks to minimize impact to those properties protected by Section 4(f).
- Final design: Implementation of a program to allow neighbors to opt-out of a programmed noise wall was done to preserve views of the mountains.
Lessons learned
Very aggressive, proactive and transparent public and local agency involvement is essential throughout all phases of the project. The partnership spirit and culture that was implemented during the EIS, design and construction phases among all of the project team members was instrumental in the project’s success.
CSS Principles
A fundamental aspect of the NCHRP 642 research effort was the identification of CSS principles. The principles below were developed by a multidisciplinary team and were based on previous work by FHWA and AASHTO participants in the 1998 “Thinking Beyond the Pavement” conference, and others.
For this case study, web-based surveys were developed to solicit the expert opinions of the project team on the level of satisfaction from the application of the CSS principles on the project. The analysis of the scores noted in the survey, and presented in the following table, is based on a 4.0 scale, where 4.0 is Strongly Agree, 3.0 is Agree, 2.0 is Disagree, and 1.0 is Strongly Disagree. Additional information on the data analysis, a summary of the scores for each case study, and general findings (from all case studies) is presented in the NCHRP Report 642, available here.
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CSS Principle
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Project Team
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Use of interdisciplinary teams
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3.7
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Involve stakeholders
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3.7
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Seek broad-based public involvement
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3.7
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Use full range of communication methods
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3.7
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Achieve consensus on purpose and need
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3.7
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Utilize full range of design choices
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3.3
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Address alternatives and all modes
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3.4
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Maintain environmental harmony
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3.2
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Address community & social issues
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3.5
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Address aesthetic treatments & enhancements
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3.3
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Consider a safe facility for users & community
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3.5
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Document project decisions
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3.7
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Track and meet all commitments
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3.5
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Create a lasting value for the community
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3.7
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Use all resources effectively (time & budget)
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3.6
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Discussion on CSS principles
Project team’s perspective
There were 27 respondents that were considered as team members, including the responses of the person identified as the team leader. The project team indicated that in general all principles were present, since all had a score of 3.0 or greater (i.e. agreed that at least the principle was there). The principles with the lowest scores were “Maintain environmental harmony” (3.2), “Utilize full range of design choices” (3.3) and “Address aesthetic treatments and enhancements” (3.3).
The project included an interdisciplinary team that covered all anticipated (required) areas and it seemed to have worked well. The responses received came from team members who identified themselves as design engineers, landscape architects, public relations specialists, construction engineers, traffic engineers, environmental scientists, right of way specialists, light rail engineers, legal advisors, and project managers. Most were involved in the planning and design phases of the project and all were involved in construction. There were at least six members that were involved in all phases of the project. Approximately two-thirds of the respondents were new to CSS with 0-3 years of experience, while most of the remaining respondents had a longer experience (over 6 years). Finally, almost all team members had more than 10 years of relevant experience.
As noted above, there were three principles that had a low score (3.2 and 3.3) that indicates that these principles were “barely” applied. A further review of the comments provided by the team members that scored these principles with the low score did not provide any additional information to clarify the reasons for their low score.
On the positive side, there are several principles that the team was in agreement that were highly met (a score greater than or equal to 3.7). These include the “Use of interdisciplinary team”, “Involve stakeholders”, “Seek broad-based public involvement”, “Use full range of communication methods”, “Achieve consensus on purpose and need”, “Document project decisions”, and “Create a lasting value for the community” (all had a score of 3.7). This strong agreement was also highlighted in several of the comments provided. In particular, the involvement of the stakeholders was discussed by several members and was noted as a significant lesson-learned from the process followed. The use of various public involvement approaches as well the interaction with stakeholders were additional strong points that were identified by the comments of the team respondents.
CSS Benefits
Surveys were also utilized to ask the project team, as well as external stakeholders in the process, about their perceptions of the benefits derived from a CSS process. As with the surveys regarding CSS Principles, the Benefits were scored on a 4.0 scale, where 4.0 is Strongly Agree, 3.0 is Agree, 2.0 is Disagree, and 1.0 is Strongly Disagree.
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CSS Benefit
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Measured
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Stakeh.
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Team
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Improved stakeholder/public feedback
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NA
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3.1
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Increased stakeholder/public participation compared to other projects
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NA
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3.5
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Increased stakeholder/public participation
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3.2
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3.2
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Increased stakeholder/public ownership
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3.4
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3.3
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Increased stakeholder/public trust
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3.3
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3.4
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Decreased costs for overall project delivery
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NA
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2.7
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Decreased time for overall project delivery
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NA
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3.3
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Improved predictability of project delivery
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3.9
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3.6
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Improved project scoping
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NA
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3.3
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Improved project budgeting
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NA
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3.3
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Increased opportunities for partnering or shared funding or in-kind resources
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3.2
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3.4
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Improved opportunities for joint use and development
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3.3
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3.2
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Improved sustainable decisions and investments
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NA
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3.2
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Improved environmental stewardship
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NA
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3.1
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Minimized overall impact to human environment
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3.5
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3.3
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Minimized overall impact to natural environment
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3.4
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3.0
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Improved mobility for all users
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3.8
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3.7
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Improved walkability
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2.9
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3.1
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Improved bikeability
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2.8
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2.9
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Improved safety (vehicles, pedestrians, and bikes)
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3.2
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3.5
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Improved multi-modal options
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3.7
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3.6
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|
Improved community satisfaction
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3.7
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3.5
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|
Improved quality of life for community
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3.7
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3.5
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|
Fit with local government land use plan
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3.3
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3.4
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Improved speed management
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3.2
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3.1
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Design features appropriate to context
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3.5
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3.2
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Optimized maintenance and operations
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NA
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3.2
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Minimized disruption
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3.3
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3.5
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|
Increased risk management and liability protection
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NA
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3.3
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Discussion on Benefit Values
Semi-Quantitative Benefits
Overall, both stakeholders and team members indicated that several benefits materialized as a result of the process followed. Almost all benefits have a score greater than 3.0 indicating that the survey participants at least agree that the benefit was achieved. Benefits that had high scores (equal or greater than 3.7, indicating that most of the participants strongly agree) include “Improved mobility for all users” (team), “Improved multi-modal options”, “Improved community satisfaction”, “Improved quality of life for community” (stakeholders). These benefits indicate that the project resulted in a better environment for the community and there is an agreement between team members and stakeholders on these issues.
There are a few benefits that had a score below 3.0 that indicate that the respondents believe that the benefit was marginally materialized. These include “Decreased costs for overall project delivery”, “Improved bikeability” (team), and “Improved walkability and bikeability” (stakeholders). These answers indicate that the respondents perceive that the process resulted in higher costs for the project and had no significant impacts for pedestrians and bicyclists.
An apparent trend of the benefits materialized is the consistent difference between the perspective of the team and the stakeholders, where for all common benefits the team scored them higher. In general, these differences are not large.
Quantitative Benefits
In addition to the semi-quantitative scores obtained above, the following quantitative metrics were obtained for some of the benefits.
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CSS Benefit
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Metrics
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Increased stakeholder/public participation
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Several meetings with public and stakeholders throughout the planning and design phases with large attendance
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Decreased costs for overall project delivery
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|
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Decreased time for overall project delivery
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|
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Improved predictability of project delivery
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|
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Improved project scoping
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|
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Improved project budgeting
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|
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Increased opportunities for partnering or shared funding or in-kind resources
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Agreement with SHPO to project a historic bridge and CDOT to donate ROW
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Improved environmental stewardship
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Aesthetic treatments to mitigate visual impacts; wetland replacement
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|
Minimized overall impact to human environment
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Some relocations (homes, apartments, businesses)
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Minimized overall impact to natural environment
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3.2 acres of wetland replacement
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Improved mobility for all users
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18 pedestrian crossings at bridges; 6 bicycle crossings; 17.9 miles of light rail
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Improved walkability
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New crossings and station designs to improve pedestrian access
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Improved bikeability
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New crossings and incorporation of stations to existing bicycle network
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Improved safety (vehicles, pedestrians, and bikes)
|
|
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Improved multi-modal options
|
|
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Improved speed management
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|
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Optimized maintenance and operations
|
|
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Minimized disruption
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|
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Increased risk management and liability protection
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|
The data supports the semi-quantitative results noted in the previous table and indicates that the high scores for the various improvements noted are indeed true. However, the available data reputes the perception for those benefits that had the lower scores (below 3.0) regarding the bikeability and walkability issues. However, the cost related concerns were not evaluated due to lack of additional data. The project had some impacts to natural and human environment but the EIS provided an extensive list of mitigation efforts to ameliorate these impacts.
Arnstein Comparison
The surveys conducted for this case study included a set of questions that could be used to evaluate potential differences in the level of satisfaction between project team members and stakeholders. These differences in satisfaction are known as the Arnstein gap, which is a heuristic metric by which the existing quality deficit of public involvement can be measured. Arnstein developed an eight-step scale (Arnstein’s Ladder) characterizing levels of public involvement in planning, ranging from “Manipulation” of the public (non-participation) to “Citizen Control” of the process. The NCHRP 642 authors adapted this approach to assess the perceptions of stakeholders and the project team.
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Arnstein Questions Part 1
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Stakeh.
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Team
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I am satisfied with the relationship we had with project team
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3.6
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NA
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I am satisfied with the relationship I had with the stakeholders
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NA
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3.3
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I am satisfied with the relationship I had with the interested public
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NA
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3.2
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I am satisfied with the procedures and methods that allowed input to project decisions
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3.3
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3.2
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Note: The project team and stakeholder scores are based on the survey results of a 4.0 scale (4: strongly agree; 3: agree; 2: disagree; and 1: strongly disagree).
This section evaluates the relative view and perceptions between the stakeholders and the team to determine whether both have the same experience and level of satisfaction. For this project, the stakeholders showed higher levels of satisfaction working with the team than the team with stakeholders and public. However, both groups showed a relatively high satisfaction score.
There is almost no difference of opinion regarding the level of satisfaction between the team and stakeholders regarding the means with which input was included in the project. Both groups showed a good level of satisfaction indicating adequacy of input solicitation. Again, the stakeholders showed a slightly greater level of satisfaction that the team members.
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Arnstein Questions Part 2
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Stakeh.
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Team
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|
My relationship with the project team was best described as
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2.3
|
NA
|
|
My relationship with the stakeholders was best described as
|
NA
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2.7
|
|
My relationship with the interested public was best described as
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NA
|
2.0
|
Note: The project team and stakeholder rankings are based on the survey results of a 4.0 scale (4: They allowed us to provide direction; 3: We established a partnership; 2: We established a consultation relationship; and 1: We established an informational relationship).
The question on the level of relationship between team and stakeholders showed again a slightly different perspective. The team members indicated that they viewed that relationship between consultation and partnership, while the stakeholders noted that it was a consultation relationship. The difference noted here is similar to what one may expect where team members tend to view things slightly different and more optimistic than the stakeholders.
Overall level of success
This is a successful use of CSS processes in a multi-modal project. The transparent public and local agency involvement was essential throughout all phases of the project and resulted in the development of a solution that considered more than highways. The partnership spirit and culture that was implemented during the EIS, design and construction phases among all of the project team members was instrumental in the project’s success.